Enforcement

Mortgage Brokers

Note: Appeals of Registrar decisions are heard by the Financial Services Tribunal.

Release Date 
yyyy-mm-dd
Parties Issue Type
2017-11-15 Lee, Peter Pak-Hung
  • Conduct Prejudicial to the Public Interest
Consent Order
2017-10-12 Arman Kia, Soheil aka Armon Kia, Soheil
Pending decision on penalty and cost.
  • Conduct Prejudicial to the Public Interest
Decision
2017-09-14 Rego, Dennis Percival; Shankar, Arvind; and Shank Capital Systems Inc.
Pending decision on penalty and cost.
  • Conduct Prejudicial to the Public Interest
Decision
2017-09-08 Bownick, Kevin Andrew
  • Failure to Comply with a Summons
Consent Order
2017-04-24 Lemon, Gordon Stephen
  • Conduct Prejudicial to the Public Interest
Notice of Hearing
2017-03-30 Singh, Anil Kumar
Hearing dates March 19-29 2018
  • Conduct Prejudicial to the Public Interest
Notice of Hearing
2017-03-02 Wilson, Donald Bruce Edward
  • Conduct Prejudicial to the Public Interest
Consent Order
2016-12-16 Aulak, Indeep Singh also known as Ted Aulak
  • Suitability Review
Consent Order
2016-04-11 Gosal, Jorawar Singh
  • Conduct Prejudical to the Public Interest
Consent Order
2016-02-11 Hensel, Robert John Emil
Registration suspended effective October 19, 2016
  • Conduct Prejudical to the Public Interest
Decision
2016-01-28 Gill, Ranminder Kaur
  • Unregistered Mortgage Broker Activity
Cease and Desist Order
2016-01-04 Mahinsa, Kambiz (KAM) Ali
  • Conduct Prejudicial to the Public Interest
Consent Order
2015-12-02 Nevis, Mehrdad aka Rod Nevis
  • Conduct Prejudicial to the Public Interest
Consent Order
2015-11-05 Lemon, Gordon Stephen
  • Application
Decision
2015-10-27 Allan, Scott Michael
  • Conduct Prejudicial to the Public Interest
Notice of Hearing (Adjourned)
2015-05-22 Margaret Schulz and W.I. Mortgage Pros Ltd. and W.I. Mortgage Pros Ltd. doing Business As Dominion Lending Centres Mortgage Pros
  • Investor Disclosure
  • Conduct Prejudicial to the Public Interest
Consent Order
2015-02-19 Dhaliwal, Kulwinder Singh
  • Suitability Review
Decision
2015-01-30 Lemon, Gordon Stephen
  • Extension of Suspension Order
Consent Order
2014-04-02 Dhanani, Ayaz also known as Michael Lee, Alex Nebris, Paul Dhanani, and Samuel Ramos
  • Unregistered Mortgage Broker Activity
Cease and Desist Order
2014-02-11 Lemon, Gordon Stephen
Northstone Investment Fund Inc.
  • Suitability Review
  • Unregistered Mortgage Broker Activity
Suspension Order
Cease and Desist Order
2013-10-24 Amirmoazami, Elham a.k.a. Moazami, Ellie
  • Unregistered Mortgage Broker Activity
  • Conduct Prejudicial to The Public Interest
Consent Order
2013-09-11 Sadeghi, Shoaullah
  • Suitability Review
Consent Order
2013-06-10 Lacharity, Earl Gary and Ratcliffe, Jeanine Verle
  • Revocation of Freeze Order
Revocation of Direction
2013-03-04 Montgomery-Swan Partnership INC. and Montgomery-Swan Partnership INC. doing business as Moneysmart Consultants and Montgomery-Swan, Geoffrey
  • Unregistered Mortgage Broker Activity
Consent Order
2012-07-11 Nava, Gobi
  • Prohibited Fees
  • Unregistered Mortgage Broker Activity
Cease and Desist Order
2012-06-14 Steeves, Bennett aka Steeves, Basil
  • Unregistered Mortgage Broker Activity
Cease and Desist Order
2012-05-10 Cook, Keith Allan
  • Conduct Prejudicial to the Public Interest
Consent Order
2011-12-15 Callum Greig
  • Conduct Prejudicial to the Public Interest
Consent Order
2011-10-05 Lacharity, Earl Gary and Ratcliffe, Jeanine Verle
  • Prohibited Fees
  • Unregistered Mortgage Broker Activity
Cease and Desist Order
2011-09-12 Loan Depot Canada and Walford, Dean Frank James
  • Unregistered Mortgage Broker Activity
Cease and Desist Order
2011-01-20 W. I. Mortgage Pros LTD. dba Dominion Lending Centres Mortgage Pros and Schulz, Margaret
  • Failure to Submit Annual Filings
  • Conduct Prejudicial to the Public Interest
Consent Order
2010-10-01 Verico Realmortgage Services INC. and Pipkey, Gordon Herbert
  • Conflict of Interest
  • Conduct prejudicial to the public interest
Consent Order
2010-08-25 Randy Vogel LTD. dba TMG The Mortgage Group Randy Vogel Mortgages And Vogel, Randall Manson
  • Failure to submit annual filings
  • Conduct Prejudicial to the Public Interest
Consent Order
2010-07-21 Emerald Capital Corporation and Miller, Peter
  • Amendment to Consent Order
Consent Order
2010-05-17 Mannu, Luciano & Rehab Capital Corporation
  • Suitability Review
Suspension Order
2010-05-03 August, Gary William and Homeline Mortgage Corporation dba Mortgage Alliance Homeline Mortgage
  • Conflict of Interest
  • Conduct Prejudicial to the Public Interest
Consent Order
2010-05-03 Atwal, Vikram Singh
  • Failure to Maintain Proper Records
Consent Order
2010-01-15 Emerald Capital Corporation and Miller, Peter
  • Conduct Prejudicial to the Public Interest
Consent Order, Admissions and Waiver
2009-04-28 Mortgage Alliance Company Of Canada
  • Conduct Prejudicial to the Public Interest
Undertaking Admissions and Waiver
2008-10-16 Chaudhary, Jay Kanth
  • Conduct Prejudicial to the Public Interest
Suspension Order
2008-09-15 McLeod, Roderick Alexander
  • Conduct Prejudicial to the Public Interest
Consent Order
2008-08-10 Asadi, Maryam
  • Conduct Prejudicial to the Public Interest
Consent Order
2008-08-01 Asadi, Maryam
  • Conduct Prejudicial to the Public Interest
Suspension Order
2008-06-05 Connaught Mortgage Investment Corporation and Romer, Richard Bateman, and Aakala, Pertti Johannes
  • Conduct Prejudicial to the Public Interest
Consent Order
2008-03-27 0707543 BC LTD. dba Verico 1st Landmark Mortgage and Bussey, Lee Douglas
  • Conduct Prejudicial to the Public Interest
Decision on Penalty
2008-02-18 Get Acceptance Corporation and Evergreen Mortgage Corporation dba Get Acceptance - British Columbia and Westergaard, Keith, and Iantorno, Frank
  • Suitability Review
  • Conduct Prejudicial to the Public Interest
Penalty Decision
2008-02-15 Connaught Mortgage Investment Corporation and Romer, Richard Bateman, and Aakala, Pertti Johannes
  • Conduct Prejudicial to the Public Interest
Suspension Order
2008-01-25 Get Acceptance Corporation and Evergreen Mortgage Corporation dba Get Acceptance - British Columbia and Westergaard, Keith, and Iantorno, Frank
  • Suitability Review
  • Conduct Prejudicial to the Public Interest
Decision
2008-01-08 0707543 BC LTD. dba Verico 1st Landmark Mortgage and Bussey, Lee Douglas
  • Conduct Prejudicial to the Public Interest
Decision
2008-01-07 Beesla, Gurpal Singh (Paul)
  • Suitability Review
Consent Order
2006-11-15 Cascade Pacific Mortgage Corporation
  • Conduct Prejudicial to the Public Interest
Consent Order
2006-10-24 Smeeton, Rita Darlene, dba First Choice Mortgages
  • Conduct Prejudicial to the Public Interest
Cancellation Order
2006-06-13 Nguyen, Danh Van and Express Mortgages Ltd.
  • Conduct Prejudicial to the Public Interest
Amended Costs Decision
2006-04-19 Pugliese, Eugenio
  • Suitability Review
Decision
2006-03-13 Chand, Gurdip
  • Conduct Prejudicial to the Public Interest
Hearing Decision
2004-12-13 Nguyen, Danh Van and Express Mortgages Ltd. 
  • Conduct Prejudicial to the Public Interest
Decision on Penalty
2004-08-30 Nguyen, Danh Van and Express Mortgages Ltd.
  • Conduct Prejudicial to the Public Interest
Decision

 

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